Coordinador prevencion fraudes

• Development, monitoring, continuous updating and performance of Money Laundering
• Prevention and Terrorism Financing tasks.
• Performing periodic audits and internal control of all sectors of the company.
• Preparation of reports in Spanish and English.
• Responsible for Fraud Prevention and related processes (KYC / KYI).
• President of the Communication and Control Committee (CCC).
• Comprehensive preparation of documents and reports requested by the CEO, as well as
external and internal audits.
• Preparation of procedures and policies.

• Developing, implementing, and executing compliance testing, continuous assurance, and
reporting programs within an assigned region in accordance with the Compliance
Assurance (CA) Plan.
• Participating in the planning, executing, and reporting of compliance assurance reviews
and compliance and regulatory issue validation activities for a component of a product line,
function, or legal entity within an assigned region in accordance with CA Plan.
• Executing compliance controls testing, transactional testing, or compliance controls
monitoring activities based on the pre-defined testing plan.

• Maintain the intermediary risk within the limits of locally and centrally permitted risk,
training the Commercial area about the process.
• Monitoring the risk of each intermediary, developing strategies for those who are outside
the established limits.
• Update and define the affiliation policies for new points of sale and KYI process.
• Establishment and monitoring of action plans attributable to the points of sale.
• Participation as president of the intermediary risk committee, having voice and vote.

• Implementation and coordinate with the business units for implementation of the following
Operational Risk Tools:
i. Risks and Controls Self-Assessment (RCSA)
ii. Audit Issue Tracking Program (AITS)
iii. Risk Management of New Products and Services
iv. EUC Program
• Creation of a communication line to support business units to identify, evaluate, mitigate
and monitor operational risks.
• Coordinate Self-Assessments of Risks and Controls, according to the annual plan
established, to identify the main operational risks and controls.

• Implementation of the regulation applicable to Sales Practices.
• Execution of monitoring in mainly processes of customer profile, concentration of values in
portfolios and operations of employees for the mitigation of the risk of non-compliance.
• Timely attention to regulatory audits.
• Reporting required by senior management, Audit and Risk Committees and Board of
Directors.

• Recognition of weaknesses and deficiencies in the processes that affect the Internal
Control Operational Model.
• Establishment of Internal Control Reports for the strengthening of controls in principals
internal processes, making recommendations that mitigate the risks associated with the
analyzed events and maintaining the integrity to strengthen the internal control system.
• Strict review of policies and procedures of the different areas of the Financial Group
ensuring compliance with the Internal Control Framework.
• Participate in the preparation of reports, statistical reports and executive reports related to
the Internal Control Framework.

Curso de inglés realizado en Dublín, Irlanda.